Operational Risk Management...

There are 6,000,000 reasons why Operational Risk at TD Ameritrade is in the Red Zone this week as a result of what seems to be a case of ma...

True or false: A large corporate private sector company hires an outside counsel to investigate an employee suspected of fraud. The outside ...

Risk in the supply chain may not always come from that vendor who provides your power, water or telecommunications. Black Market Peso Excha...

A week or so from now around 8:30AM on the East Coast of the United States there will be many people remembering where they were six years a...

Legal compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) is a complex and growing concern by regulators, enforcement...

Legal opinions on the admissibility of evidence and electronically stored information (ESI) are becoming more prevalent and increasingly rel...

The last time we checked, CFO's were still doing battle with CxO's about their budget and the growing magnitude of Operational Risks...

The SEC is in the middle of a Supreme Court battle and they have called in the "A" team to assist. Former SEC officials William H...

In recent comments in the main stream security media we have heard that convergence is over. It means that the arguments are over on wheth...

Now that the financial community is wiping their brow with a sigh of relief on this latest Supreme Court ruling, what can a General Counsel ...

If you were a betting person you might think that the threat of 1 Million Botnets is a greater Operational Risk than a "lone wolf insi...

The "New New Math" (N2M) is the evolution of economics and return on investment in the modern day organization. Is it a hybrid eq...

Today is Memorial Day in the United States and Spencer is on his way to Airborne "Jump School" in Ft. Benning, GA as a proud memb...

Looking into the crystal ball for the future regulation of hedge funds is a cloudy subject and the feds are making statements that would ala...

The attack on the Critical Infrastructure of the nation state of Estonia over the past few weeks should be a wake-up call to governments acr...

A "Defensible Standard of Care" is a hot topic these days around the Board of Directors Audit Committee conference table. Informa...

In the latest issue of ITAudit, Jackie Bassett is right on target. She has clearly identified the items necessary to close the gap of commu...